by Richard Hanley from WhatIsTheMatrix Website
Philosophers can get pretty excited about The Matrix.
An apparent exception is Jean Baudrillard, the author of Simulacra and Simulation (henceforth, S&S), the book that appears in the movie. Numerous sources report Baudrillard saying that the movie "stemmed mostly from misunderstandings" of his work. So a natural point of inquiry has been whether or not this is true.
Yeffeth (2002) contains two essays both entitled "The Matrix: Paradigm of post-modernism or intellectual poseur?"; one answering "the former" and the other "the latter," and both apparently assuming the disjunction is exclusive.1
In this article I will point out some
further interpretations, and (eventually) argue for one of them.
The following would be a fairly typical assessment:
But then what is the non-literal meaning?
But many of the "must-read" essays in Po-Mo circles would earn even an undergraduate a poor grade in an analytic school - it's more like the unedited guff circulating on the internet, where any nut with a theory can hold forth.
What post-modernists are doing is not really philosophy at
all, and they give the discipline a bad name amongst other
academics, take jobs that could and should go to more sensible
folks, and present dangerous falsehoods to the general public.
On the other hand, though, an
undergraduate in a philosophy program inhabited by post-modernists
can get a perfectly decent education in logic and the history of
philosophy, so it can't be true that post-modernists are just not
doing philosophy. Rather, they have a very different conception of
what is possible for contemporary philosophy.
But what are we really comparing the fiction to? Isn't it the way we think the real world is?
And that's just another representation of the real world, a
mental story "about" it, not the real world itself.
For instance, some think that all our observations of the real world are "theory-laden," and debate whether or not this is a bad thing. Others think we have more direct access to the real world.
But the touchstone in all the analytic
views on this subject is that representation - language, say - is aimed
at the real world: for instance, on one very common view, names
often refer to real individuals, and predicates often apply to real
properties. Truth is a matter of the predicates used applying to the
individuals referred to.
No matter how
hard you try to refer to the non-representational, you can't do it.
Now this pursuit - semiotics, or semiology - has its limits, though it's not as limited as you might think, since post-modernists tend to radically expand the domain of things that count as representations (e.g. to include all artifacts). Moreover, some even suggest that semiotics is not objective, anyway.
So in post-modernist circles there is a shift toward what I would call aesthetic aspects of representation.
Philosophy becomes after all an art-form, where
presentation is as important (maybe more so) than representation.
The point becomes to be playful, to fill one's writings with
double-meanings, puns, scare-quotes, irony, metaphors,
capitalizations, and so on. For instance, in a post-modernist's
hands, the first sentence of this paragraph might be:
This quote is from Philosophers, a book of photo-portraits by Steve Pyke, accompanied by each philosopher's answer to the question:
Baudrillard did not answer the question directly, and instead asked one of his English-speaking commentators to provide a suitable quote from his writings.
Look up
"synchronous" and "fractal" in dictionary, and it seems clear these
words are chosen for some effect other than their actual, or even
metaphorical, meanings. ("Viral," on the other hand, at least makes
sense as a metaphor applied to language, as in Kripke's metaphor of
the "contagion of meaning.")
We analytics, modernist throwbacks that we are,
should bear this in mind when we examine Baudrillard's writings, and
particularly since we usually are reading in translation.
Baudrillard apparently asserts that the post-modern condition is one of "simulation," where reality has disappeared altogether.
This historical process has been one of "precession of simulacra": representation gives way to simulation, through the production and reproduction of images.
He writes (p6):
In the first case, the image is a good appearance - representation is of the sacramental order [i.e. not a simulacrum].
In the second, it
is an evil appearance - it is of the order of maleficence. In the
third, it plays at being an appearance - it is of the order of
sorcery. In the fourth, it is no longer in the order of appearances,
but of simulation.
Moreover, whereas Marx claimed that
the masses suffered from false consciousness, Baudrillard writes
that the masses are post-modernist, understanding that all
consciousness is "false," and hungrily consuming one "false" image
after another.
In Baudrillard's terms, it seems there once was a real world to be investigated.
It used to be
that our images were more or less true representations of reality,
then they became false representations, then they became the false
appearances of representation, then finally (in the condition of
simulation) they no longer even appear to be representations.
Of course, he might not really mean what
he says. If we interpret him literally, the obvious question to ask
is why we should believe a word of it. So perhaps it's better to
take him as presenting a cautionary tale of some sort - that we in
some meaningful sense have lost touch with reality. But then, all
the obscure prose seems just unnecessary.
A "programmatic, metastable, perfectly descriptive machine that offers all the signs
of the real and short-circuits all its vicissitudes," even sounds
like the Matrix.
There is an unequal symbolic exchange when one object is a mere copy of an original (say a reproduction of a Queen Anne chair).
In the next order of simulacra, the exchange is equal (say,
mass-produced chairs which are only copies of each other). In the
current order (simulation), objects are conceived in terms of
equal-exchange reproducibility (chairs, of course, were not
conceived in this way), in binary computer code. Again, The Matrix
looks like a simulation, conceived entirely in computer code.
A common post-modernist theme is deconstruction, very roughly the process of exposing metaphysical problems, and especially contradictions, in theoretical language.
If we understand "contradiction" in a loose sense, it is the assertion of both what is true and what is false, and it is common in logic to denote truth by the numeral "1," falsehood by the numeral "0." So perhaps we are to think that the Matrix necessarily contains the seeds of its own de(con)struction?
After all, Neo is "the One," and the name
"Cypher"
has amongst its meanings, "zero."
Post-modernists are not the only ones interested in the notion of simulation, which has some important applications in analytic philosophy. I'll mention just two. First, we want to know when to attribute intentionality to other individuals.
For instance, there's a famous debate involving Alan Turing, John Searle and others, about the simulation of intelligence. (Searle argues against Turing's claim that a digital computer that successfully simulates intelligence thereby counts as intelligent.)
Second, global
simulation of the sort we see in THE MATRIX seems to be a logical,
physical and epistemic possibility, an observation that raises a
host of well-known philosophical bugbears.
Can we interpret Baudrillard as saying the same thing about reality: that simulated reality is real reality? Hardly.
It seems better to interpret him as
saying that simulation is not simulated reality, because it doesn't
even have the appearance of reality.
So it seems that Baudrillard has some grounds for his complaint noted above.
The Matrix is more faithful to traditional philosophical puzzles concerning global simulation, since there seems to be a profound reality outside the Matrix, and the folks in the Matrix falsely take their simulated condition to be reality.
Of course, it might turn out when the trilogy is completed that even this appearance of reality is itself a simulation, but that's not the point.
THE MATRIX still has it that humans in or out of the Matrix can conceptualize the distinction between reality and mere simulation.4
Baudrillard has recently expanded his criticism in this direction:
There is a reflexive paradox here, of course. Baudrillard's criticism seems to presuppose that we can conceptualize and communicate the difference between mere simulation and reality - else could the movie could not give this impression - -which flatly contradicts the claim that we can't.
From an analytic point of view,
this alone shows Baudrillard (when taken literally) to be as
mistaken as it's possible to be, and drives us towards non-literal
interpretations.
After all, the "desert of the real" remark is one that Baudrillard immediately disavows, because it embraces the "impossible" conceptualization. The Wachowskis are easily forgiven for such an oversight - the first two paragraphs of S&S are actually pretty clear, but from then on, Baudrillard descends into murky prose that, if I may be permitted a complaint, has taken me weeks of my life to try to sort out.
Frankly, if I was making a movie instead
of writing this article, I simply wouldn't bother.
Steak, Tastee Wheat
and chicken no longer exist. Moreover, the humans raised in the
Matrix never did taste the real thing, as Switch points out, so "the
taste of Tastee Wheat" in the Matrix condition might for all anyone
knows be entirely invented by the machines.
Mouse says:
The Wachowski brothers are here playfully evoking the old saw that
in our world chicken tastes like everything, prompting us to wonder
about the possibility of all this being a global simulation, again
presupposing that we can conceptualize the difference.
According to some
views at least, even if the Matrix produces in a human being a
mental state that plays the complete functional role of the taste of Tastee Wheat, that fact does not guarantee that the state has the
appropriate phenomenal content.
When I first opened S&S and saw the epigraph attributed to Ecclesiastes, I smelled a rat, and a few minute's investigation confirmed my suspicion that the attribution was false.
Then as I read on, I presumed that Baudrillard was trying to give a concrete example of simulation. But I remain puzzled.
On the one hand, it seems a remarkably poor attempt at simulation - no one even remotely familiar with Ecclesiastes would be taken in by it. But on the other hand, to judge from the plethora of Baudrillard pages on the World Wide Web, many of Baudrillard's readers seem either to be fooled by the false attribution, or else not to care one way or the other.
And maybe that's Baudrillard's point: that to the "masses," Ecclesiastes is no more and no less than the author of the epigraph.
More on this
presently.
But in practice it's very difficult, in part
because there are just so many things that might come out of a
typical human being's mouth.
Another domain of
discourse which seems ripe for simulation is professional
sports-talk, which seems to consist largely in repeating the same
clichés over and over, with 20/20 hindsight.
For instance, NYU
physicist Alan Sokal submitted a parody of post-modernist
writing entitled "Transgressing the Boundaries: Toward a Transformative
Hermeneutics of Quantum Gravity," to the journal Social Text, only
to have it published in their Spring 96 issue.5
The diagnosis, then, has been that the editors
inappropriately included the article on grounds unconnected to its
actual content - political grounds, and particularly the fact that
Sokal was an established scientist.
And analytic philosophy is hardly free from political constraints - modern edited collections (and the relevant issue of Social Text was a themed collection) often contain articles chosen because they present a certain point of view, rather than on sheer philosophical merit.
Moreover, it doesn't seem unreasonable for
non-technical journal to assume that an expert in science and math
would take care to maintain accuracy in that respect.
Baudrillard, for one, can embrace Sokal's simulation
positively, as analogous to his own "Ecclesiastes" effort. After
all, for Baudrillard, a simulation cannot be a parody, because
parody is impossible.
The key question
here is why modernists like Sokal think the success of the
simulation is damaging to post-modernism. In a follow-up article,6 Sokal explains why and how he wrote the parodying article, and the
implication is that he knows he wrote a parody because he intended
it as such.
Even analytic philosophers tend to accept that works of fiction can and do differ in meaning from that intended by the author, and the more post-modern you are, the less distinction you see between fiction and non-fiction. Indeed, post-modernists tend to reject the notion of a privileged interpretation, holding that if a text can be read a certain way, then that's one of its many meanings.
So a natural
post-modernist response to Sokal is that he inadvertently produced a
serious work. (One needn't claim that it's a good serious work.)
Consider an accidental "work" of fiction - suppose it turned out that Of Mice and Men was, by a massive coincidence, actually produced by an army of monkeys typing away.
This might diminish it in some ways, but the
text could still be engaged with meaningfully.
Now I don't claim either is a good
simulation, but as with Baudrillard's "Ecclesiastes" ruse, I bet
they would fool a lot of people.
We needn't press the point about authorial intentions applied to non-fiction. Instead, we should ask, what is the best explanation of relative ease of simulation of linguistic output?
In the Rogerian psychotherapist and professional sports cases, it's obvious: there is a very limited range of possible outputs. But that can't fully explain the post-modern case. I suggest that we get the rest of the explanation by agreeing with the post-modernist. The post-modernist ought to regard simulated post-modernism as real post-modernism, and so should we.9
But, armed with the modernist distinction between mere simulated philosophy and real philosophy, we ought to conclude that post-modernism is (in large part) a simulacrum, in Baudrillard's sense:
Take your pick.
Take a term or expression that appears frequently in post-modernist writing, say "fetishize." Despite my efforts, I don't know what this term means, and if Sokal and others are right, it might not mean anything at all.
Here's the test: try to simulate an analytic philosopher, and explain what the term in question means, without resorting to:
The failure
of the test for a decent number of post-modern expressions would
provide some evidence of post-modernists being mere simulators of
philosophy - intellectual poseurs.
I have already argued that the philosophical issues The Matrix plays with are better interpreted as traditional, modernist, analytic ones, than as post-modernist ones.
But even if I'm wrong about that, it clearly
can be interpreted that way, and by post-modernist lights, that's
enough. So perhaps it's true that The Matrix is a paradigm of
post-modernism, and not an intellectual poseur, and also true that
The Matrix is an intellectual poseur, and not a paradigm of
post-modernism.
I suggest that they are playful, ironic references. In real life, S&S is a slim volume, in the movie it is rather thick. But not because it has more content - if anything, it has less content than in real life.
The last chapter, "On Nihilism" has only the first page, and the rest of the book is hollowed out, a hiding place for contraband software.
And what is the purpose of the software? It is an opiate for the masses.
The message is either that S&S is only good for hiding stuff in, or, at a deeper layer of subtlety, that the real S&S is a simulation, in reality only containing brain-numbing escapism. Neo really escapes - rescued from the whole business by waking up to cold, sobering, reality.
S&S represents the post-modern condition, a condition only post-modernists themselves are trapped in, a condition where everyone is a drone or an addict (where's that red pill when you need it?); and, as far as the rest of us are concerned, entirely expendable. Of course, this is likely not what the Wachowski brothers intended.
If it were, then their reported
insistence that Keanu Reeves read S&S, in preparation for the role,
borders on cruelty.
Just as escape from the Matrix is possible, so we could escape from the post-modernist condition of simulation, even were it our present lot.
And that's nice to know.
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